Compliance Resources

Understanding Exclusion
Screening Requirements

Everything your organization needs to know about excluded provider lists, the law, and how to stay protected.

What is the excluded provider list and who is on it?

The excluded provider list is a list of individuals or entities that are not eligible to participate in federal healthcare programs due to conduct that violates laws, regulations, or policies. The individuals or entities on the list are excluded from receiving payment from Medicare, Medicaid, or other federal health programs for the provision of healthcare services.

The list is maintained by the Office of Inspector General (OIG) of the Department of Health and Human Services (HHS) and includes providers who have been excluded due to criminal convictions, fraudulent billing practices, patient abuse or neglect, and other prohibited activities.

Why does our organization need to do this?

Compliance with Regulations

Healthcare organizations must follow strict regulations set by government agencies such as the OIG and HHS. Exclusion list checking helps verify that you are not employing individuals excluded from federally funded healthcare programs.

Patient Safety

Exclusion list checking helps prevent patients from receiving care from individuals who have been excluded from participating in healthcare programs due to disciplinary actions, such as license revocation or criminal convictions.

Protecting Your Reputation

Healthcare organizations that employ excluded individuals can face significant penalties and fines, and can also harm their reputation. Exclusion list checking helps avoid these consequences by ensuring only eligible individuals are employed.

Ethical Responsibility

Exclusion list checking is also important from an ethical perspective, as healthcare organizations have a responsibility to provide quality care to patients and to avoid employing individuals who have a history of unethical behavior.

What happens if my organization fails to check?

If a business fails to check the excluded provider list before employing or contracting with a healthcare provider, they may be at risk of violating federal law and facing serious consequences:

Civil Monetary Penalties

The OIG can impose civil monetary penalties for knowingly employing or contracting with excluded individuals or entities.

Repaying Overpayments

The business may be required to repay any Medicare or Medicaid payments received for services provided by an excluded provider.

Exclusion from Federal Programs

The business itself may be excluded from participating in federal health programs if it is found to have knowingly employed or contracted with an excluded provider.

False Claims Act Liability

The business may be liable under the False Claims Act for submitting claims for services provided by an excluded provider.

Checking the excluded provider list is a requirement under federal law and is considered a best practice in the healthcare industry to help ensure that individuals and entities with a history of fraud or other prohibited activities do not participate in federal health programs.

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